contact
Client Center

Retirement Plan Audits

Retirement Plan Audits

Regulations can change frequently for employee benefit plans. You can rely on Wegmann Dazet to handle, accurately and expeditiously, the compliance requirements of your organization’s retirement plan audit.

Offering a retirement plan to your employees is a great incentive to attract and retain employees. These plans can also benefit you the employer as a tax deduction for company matching and administrative expenses! CFOs and HR professionals frequently call on our firm to take this duty off their plate.

woman thinking about retirement

When companies offer retirement plans, they have a fiduciary responsibility to the plan participants to follow plan documents and complete all necessary required filings. Wegmann Dazet has substantial experience (decades!) and the ability to perform your retirement plan audit efficiently and effectively. This will give you, the employer, the peace of mind that you are complying with retirement plan documents and not exposing your company to unnecessary risk.  

Wegmann Dazet is able to assist in the following services:

  • Form 5500 reviews
  • 401(k) audits
  • 403(b) audits
  • Assistance with DOL or IRS inquiries

Whether your plan is changing from a DOL “Small Plan” to a “Large Plan”, or if you have Safe Harbor status or not, or you just don’t know the latest Department of Labor rules regarding 5500s, why not give us a call now to assist you with your retirement plan compliance?

FOR ASSISTANCE WITH OTHER A&A Services

Financial Audits, Reviews and Compilations Having accurate, high quality, and timely financial statements is crucial in your company’s growth and success.
AUPs We provide agreed-upon procedures (AUPs) for clients to address a specific requirement or to verify certain transactions, for non-profits and for-profit companies.
Retirement Plan Audits Companies offering retirement plans have a fiduciary responsibility to follow plan documents and complete all required filings. Take advantage of our ability to perform your retirement plan audit efficiently and effectively.
Client Services Our approach is to build a client relationship by understanding the unique aspects of your business to partner with you to promote success. Owners of small and emerging businesses need access to a full-service accounting firm.
Internal Controls We’ll help you create a formalized system of effective internal controls, ultimately to mitigate your strategic operational and financial business risks.

Contact us

Our knowledgeable team is ready to talk.